Throughout
this study we have attempted to illuminate various factors
contributing secondarily to the formation of Proclus’s positions. Such are the reactionary mentality of Athens
and particularly of the Academy, the emphasis on arithmology in science
and on
theurgy in religion, and the Neoplatonic attitudes towards Plato and
Aristotle. Nevertheless, our main
interest has been in pointing out the development of the Proclian
positions
from an initial, strictly philosophical analysis of what may be termed
the
human situation with respect to reality.
We have also been less concerned with Proclus’s teaching on the
causality of the One or on the natures and order of the hypostases- -on
his
ontology in general- -then with the consequences of his initial
opinions
for the
understanding of the nature of human existence.
We are aware that this approach has led us to run counter to
some
accepted interpretations of Proclus’s philosophy in our insistence on
its very
real a posteriori character,
but here we believe that
we are
faithful to Proclus’s own intentions as evidenced in those works
subsequent to
the Elements of Theology.
It is true, we admit, that Proclus is himself more interested in
the
divine hierarchy than in man, but it is also as true that he arrives at
this
knowledge of the divine only through an attentive consideration of the
human
and moreover that this preoccupation with the divine is itself an
inevitable
result of these original considerations.
In
summary, Proclus’s fundamental outlook on the mystery of human
existence, as conditioned by the attitude of purification and
abstraction from
the material world, is to view man as identical with his soul alone. This is in accord with the initial
discrimination made between sensation and intellection in terms of
Being and
Becoming. Sensation is an activity of
the soul recognizing the images of the really real in the constant flux
of
sense data, and as such involves no passive determination of the soul
itself. Intellection is the attention of
the soul to
its innate ideas and again involves no determination received from the
external
world. The soul knows itself in its own
rational activity in an act of perfect reflection proper to a spiritual
substance, and moreover in knowing itself is converted to the source of
its
intelligence, which is the same Intellect responsible for the imaged
intelligibility of the material world.
In the process of recollection the soul contemplates the
paradigms of
its own innate ideas in the Ideas or Forms constituting the essence of
Intellect. By means of the contemplation
of the
association or distinction of these pure Ideas as imaged in its innate
ideas,
the soul through the process of dialectic at length arrives at a
knowledge of
the entire hierarchy of true Being, just as by means of the
consideration of
the relations of itself to the body and to Intellect, and of all
material
things to their eternal exemplars, it has come to know that Being
stands to
Becoming as paradigm to image. Finally it
attains to a complete metaphysics describing the emanation of all
things from
the One in an eternal system of procession and return.
Man
is seen in this metaphysics as an eternal hypostasis whose temporal
personality is meaningful only as a product of generation and whose
eternal
destiny is the ceaseless mediation of the worlds of Being and Becoming. Specific human existence is significant
merely as a factor in an eternal process and individual human existents
are but
eternal, radically impersonal unities constituting the plentitude of
their order.
It
would be difficult to gain a hearing for the Proclian teaching in
modern times in that the conclusions reached in the doctrine itself are
noticeably uncongenial to the thought of all contemporary schools of
philosophy, the theosophists excepted. Even
apart form the denial of the substantial identity of body and soul in
the
composition of human nature and the consequent depreciation of mundane
human
existence, there are two points in particular with respect to which
both the
Christian and “post-Christian” outlooks differ considerably from that
of Proclus’s
Hellenistic paganism. The first is the
eternity and necessity of the soul following upon the radical
discrimination
between the objects of sensation and of intellection.
Proclus, as all the Platonists, is
predisposed to consider the material world only under the aspect of its
incessant mutability. If the soul
comprehends itself as essentially immaterial, then in its sense
cognition it
knows that it cannot be corporeally affected as is the body, and
mindful of
material mutability, it is led by the fact that it comes to form fixed
images
to believe that it recognizes colors, sounds, and feelings by reason of
a power
which no more than “compassionates” the body.
Yet if sensation attends too the purely phenomenal aspects of
the
material world, intellection attends to those intelligibilities which
are only
imaged in the world and is similarly undetermined by the world itself. In considering the eternal essences in
themselves, the soul further understands that a soul and the
contemplation
uniting it to the thoughts of a divine Mind are related to a body and
the
soul’s sense activity within it in the proportion of Being to Becoming,
of the
spiritual to the material, the necessary to the contingent, the eternal
to the
mutable. As a spiritual substance the
soul is therefore both eternal and necessary, a position which allows
of no
possible compromise with a doctrine of emergent evolution, much less
with the
Christian affirmation of free and immediate creation.
The
second point, which follows from the Neoplatonic idealism, is the
multiplicity of “absolute” causes of the material world.
The objects of intellection are recognized as
subsisting in the ideal world, in Intellect.
After distinguishing between the creative thoughts of the
Demiurge and
the objects of his contemplation subsisting prior to himself- -the
distinction
between the two orders of paradigms- -it is possible to speak of these
latter
“transcendent” Ideas, those pertaining to metaphysical, mathematical,
and moral
concepts, as included in our related to the hierarchy of divinities
extending
from the One to the Demiurge and
to the “junior gods”
proceeding fro
him. To be a transcendent essence is
thus to be not only eternal and necessary but to be divine as well. Proclus’s understanding of intellection
compels him to conceptualism, and his conceptual or logical
stratification of
reality becomes a medium for reinterpreting Hellenistic polytheism. There again can be no compromise with any
position
maintaining unicity and simplicity in the absolute cause of “being”.
Nonetheless,
the methodology leading to these presently unacceptable positions does
have a counterpart in modern thought and in fact represents two of the
most
persistent tendencies in the history of philosophy: idealism and
rationalism. For this reason it seems to
us to be insufficient to present even a summary evaluation of Proclus’s
thought
only in terms of its possibly unacceptable conclusions.
Let us return to the basis of the Proclian method in the twin
analysis
of sensation and of intellection, and in particular let us concentrate
on what
we have termed the idealist conviction resulting from the psychological
fact of
“complete return."
Proclus
constantly utilizes the principle that anything which is a
spiritual substance returns upon itself in its cognitional act, i.e.
that it is
always aware of itself as the subject of its own immanent activity, and
conversely that anything so returning upon itself is a spiritual
substance. There are levels of return,
however. The soul, in the Proclian
interpretation,
knows itself as rational, identifying itself in thought with the Ideas
only
through the medium of its own innate ideas and therefore knowing itself
as not
responsible for the existence of the ideals world, while a “pure”
intellect
knows itself as the complement of the very existence of he Ideas. In the contemplation of the eternal essences,
the soul ascends above itself to Intellect in order to perfect its own
proper
operation of reasoning in moments of pure intellection- -moments which
may even
attain to a sort of ecstasy. Proclus can
thus argue from “complete return” to the distinction between soul and
Intellect. Nevertheless, we wish to
maintain that this distinction does not of itself follow from the fact
of
“complete return’ except in so far as it is required to explain the
unavoidable
reference of human ideas to a world beyond the self once the
interpretation of
a determination derived, at least in part, from the material world has
been excluded
from consideration. If this is the case,
i.e. that the Proclian
interpretation of “complete return” and the
consequent
conceptualism are inevitable only on the hypothesis that the soul is
not in any
way determined in knowledge by the material world, it now becomes our
task to
examine the validity of this hypothesis.
All
schools of thought, we believe, would agree that regardless of how he
may come to explain it, man is confronted in every immediate act of
knowledge
of the material world with a certain duality present in both the object
known
and the activity of the subject knowing.
The first duality is between the character of “universality” had
in the
mental comprehension of any material thing and the character of
“particularity”
had in the sensation (and/or imagination) accompanying this
comprehension; the
second is between the activity of the mind and the activity of the
senses. Moreover, regarding the mind
itself,, there
is given a certain self-awareness accompanying its operation by which
it distinguishes
itself as the personal subject of the entire complex of mental and
sensational
activity.
The
Platonic analysis of these fundamental data of cognitional experience
emphasizes the characteristic of the particular object known in
sensation as
being its mutability, its imperfection in comparison with the immutable
universal characteristics attended to by the mind.
The contrast of the perfect with the
imperfect then leads the Platonist to the denial of the imperfect- -the
sensed
particular- -as in any way causing the existence of the perfect- -the
intelligibility or universal characteristic.
Following on this denial is the affirmation of two distinct
worlds- -the
intelligible and the sensible- -required to explain the duality of the
known
object. What has happened here? The Platonist, struck by the contrast between
two modes of knowledge, has posited two distinct objects within the
framework
of a “confrontation” theory of knowledge.
His sensibility to the beauty of an intelligible order has led
him peremptorily
to exclude the possibility of any determination of the higher by the
lower- -of
the mental comprehension by the sense perception- -within the framework
of an
“assimilation” theory of knowledge.
The
prime difficulty with this interpretation is that it runs counter to
the tendency of the mind to regard conceptualization as an activity of
its own
which it exercises in conjunction with the powers of sensation. This tendency- -which we may regard as the
basis of an assimilation theory of knowledge- -is disquieting unless
the origin
of ideas can be explained in such a way as to save their apparently
objective
reference, their intentionality. On the
basis of the analysis of sensation the Platonist has excluded any
further
consideration of determination by the material world.
However, given in conjunction with the
activity of intellection is the fact of a self-awareness through which
the mind
is inclined to judge of itself as “other” than the material world. This fact of “complete return” must now be
utilized as the explanation of intellection in terms of a
“recollection” and a
conversion to a cause of intelligibility above and yet somehow still
immanent
to the mind. The mind’s ideas are
participations in the eternal thoughts of another Mind; we are now
allowed the
distinction between the soul and Intellect.
With this concept of a subsistent Mind the Platonist may now
also
satisfy his love of intelligible order by reducing the very existence
of the
world and of himself to an eternal order of rational necessity. Nonetheless, we must note that the
Platonist’s right to certitude in the development of his dialectic is
no
stronger than his right to affirm a confrontation theory of knowledge,
and
this, we repeat, is a right already put in question by the mind’s
inclination
to regard the activity of conceptualization as indeed an activity of
its own
exercised in a true dependence on the material world.
The Platonic smothering of this inclination
and the extension of “complete return” into an anamnêsis
to substitute for
it we may now regard as in truth “a primary misreading of the
experiential
evidence."28
Nevertheless,
remembering the criticism of Aristotle’s epistemology
voiced by Syrianus and echoed by Proclus, we have still to face the
Neoplatonic
objections to an assimilation theory of knowledge.
The Academicians’ argument against the
sufficiency for real knowledge of an abstraction resulting in hysterogenê
centers that the point that science is a knowledge through causes but
it is
absurd to speak of material objects causing their own causes to be
present to
the mind. Ultimately, it seems to us,
this objection may be reduced to the Neoplatonists’ prior acceptance of
the
formal cause of the existence of material reality as necessarily lying
beyond
that reality, a position which in turn originates in the now suspect
idealist
conviction. The exact point of
Aristotelian abstraction is the supposed cognition of all forms as
existing
only in the material composites- -the knowledge of material being as
belonging
to the universe of Being as well as of Becoming and thus deserving
predication
in the order of truth and science and well in that of probability and
opinion. If we are to speak of a
distinctive Aristotelian conviction fundamentally opposed to idealism,
we find
its proper note to be the judgment that man is of his nature interested
in the
actualities of the things about him, in nature as actually existent in
the
material universe precisely as objects of both his speculative and his
practical judgments and of his affectivity in the world of here-and-now.
Nonetheless,
we would admit, here following the insights of Christian
philosophy and especially of Thomas Aquinas, that the difficulties with
Aristotle had by the Neoplatonists were owing to certain insights which
were
rather hastily dismissed by the Stagirite.
This, we believe, is above all the insight that material
composites do
not exist of themselves; beyond dependence on their intrinsic
principles there
is given a dependence on an ultimate efficient, final, and exemplary
cause
which is the bonitas divina.
In other words, material
objects do
cause the mind to know their causes inasmuch as these are intrinsic
principles
actually less perfect than the objects themselves, and yet the mind
through its
own more perfect operation of intellection is able to induce the
further
necessities leading to a demonstrable a
posteriori knowledge of
the First Cause.
What
is implied in this view is an understanding of existence which,
unlike the essentialist views of Platonism, does not consider a
hierarchy of
distinct, subsistent Forms ordered in a logical structure, but which,
also
unlike “pure” Aristotelianism, considers the known actualities of
material
creation as directly dependent on the causality of a subsistent act of
existence: the Ipsum Esse
or Ens Infinitum
of Scholasticism. “To be” in an absolute
sense is not one property of a creature to which other properties, such
as
life and
intelligence, may be added, but it is the very perfection of all the
perfections of the creature. With
respect to the human soul, “to be” is of itself “to be living and
intellectual”
and it is ultimately a contradiction to speak of this “to be” as though
it did
not in its own act grant these other essential perfections. Moreover, in this non-conceptual view of
existence, God or the First Cause is recognized as the source of all
participated existence, and unity and goodness are seen as present in
his
nature by reason of his unlimited act of existence, and not as
transcending it
in some relation of all created existence to a principle beyond Being. Thus for a Christian there is no longer
question of an anamnesis
through which the philosophical
dialectic is
limited to Ideas and to conceptual patterns- -to reality only in so far
as it
is known “abstractively”- -but of a dialectic dealing with the
structure of
reality as known by the operation of judgment attending to what is of
its
nature not subject to the operation of abstraction:
the fact of existence.
Allowed
a different approach to human reality, one which goes contrary
both to idealism and to rationalism, we are provided with an entirely
different
understanding of its significance. For
Proclus, the idealist conviction is elaborated into a conceptual
stratification
of existence according to the originally grasped master relation of
paradigm
and image. The principle of analogy is
conscripted into explicating an absolute, entirely necessary system of
procession and return, and at length we find the meaning of man reduced
to a
horizon-like function in the universal process.
Man is his eternal soul, essentially proceeding to the
government of a
body and essentially returning to the contemplation of the eternal
intelligibilities, and as such he is essentially impersonal. But we say that, to the contrary, we may
utilize the Aristotelian conviction of the philosophical relevance of
material
creation in order to reach an understanding of human existence which
finds it
immediately derived form the free and loving act of a persona creator,
temporally perfected in the utilization of the material world, and
destined,
pending on the use man makes of his liberty, to an eternal fulfillment
in the
perfect beatitude which is the vision of the divine essence.
Proclus,
who together with his city lived a recluse from the ferment of
the new Byzantine civilization, set man in contradiction to matter and
ultimately found the only meaning for man’s temporal activity in the
impersonal, unwilled perfection of matter.
We would instead seek the harmony of persons and things in that
ordination of man to God for which the remainder of material creation
is but an
instrument. Proclian man is
a-historical, a pawn of the unending dual between Providence and Fate,
an apt
product of a philosophy which disregards the sensible and the
historical. “Christian” man is a new
creation inserted
into the framework of a definite history and allowed the exercise of
freedom in
order to decide his eternal destiny as either a friend or an enemy of
his
Creator. The human person for Proclus is
unimportant: all that matters in the
return of his eternal soul to an ideal world from which it must once
more
inevitably proceed. The human person in
the Christian outlook is the reason for all the rest of material
creation, the
image of God created to find perfect and eternal happiness in the
society of a
personal God.
Thus,
as we have see, the perfect reflection or “complete return” which
may be said to constitute immediate evidence of human spirituality can
also be
made the foundation for a complete idealism. Nevertheless,
we maintain that this can be
done only after the philosophical rejection of what appears to us as
another
immediately known factor of human knowledge; the known determination of
both
sense and intellect by the material world, that awareness of human
references
to material substances as they exist and not merely in their
intelligible
features considered in isolation which we have described as
constituting the
Aristotelian conviction.
Conceptualism,
the development of an ontology according to conceptual
distinctions alone, is one manner in which an idealism may evolve; for
a
Platonist it is the only manner. The
recollection of eternal Ideas- -which we are inclined to regard as the
apotheosis of human concepts- -allows a dialectic of these Ideas
resulting in
the discovery of their system. The
deficiency of such a conceptualism, we believe, is in the fact that a
concept
as such is a precision of the field of the actually intelligible, a
somewhat
inexact expression of a feature of intelligibility by the mind which
corresponds to the inexact expression of sensible features possible to
the
imagination. The perfection of the
intellect itself, however, is not in conceptualization but in the
immediate
meeting wit the intelligible, an enlarging of itself rather than a
constricting
of the intelligible, a vision of the existent and not of “the possible”.
Why
did Proclus fail to appreciate what we have taken to be serious
defects in his approach? Perhaps the
answer is to be found in the fact that the intellect may always
consider “the
possible” inasmuch as it is given a certain mode of existence in the
concept: the intellect may prescind from
actuality to view the world of its own creation, to derive a
satisfaction from
its truth analogous to the satisfaction which is given in the
intellectual
vision of the actually existence. So
strong may this satisfaction become that the mind may quite easily come
to
prefer this truth to that other had in the judgment of actuality, to
consider
all reality as dependent upon its own creative activity.
If we are correct, this is the experience
confirming the idealist in his position and eventually it becomes his
very
criterion of truth.
What
is it that Proclus has fond in his anamnesis
and
dialectic? We are suggesting that it is
nothing else than that same experience of beauty which many writers
have
exalted as the intrinsic compensation of pure mathematics.
And we should remember that Proclus, while
preeminently a philosopher, was also both mathematician and poet. We have already emphasized that his
philosophical demonstrations are not a mere extrapolation of his
mathematics,
but here we wish to note the common affective origin of both forms of
knowledge
in the satisfaction of aesthetic experience.
Proclus, entranced by the beauty of his own concepts, believed
that
these concepts were in fact his vision of eternal Forms, since
certainly such
beauty was not accessible to sensitive but only to intellectual
appreciation. It is no wonder, then,
that Proclus felt not the slightest uneasiness in speaking of the
eternally
subsistent Forms of numbers and figures or in organizing the ideal
world in
accord with the mathematical concepts of limit and infinity and of
proportionality. It was thus possible
for him to preach a mystique that would alone bring him many auditors
in the
later ages of philosophy. As one
historian has noted:
"A doctrine so
elaborate
and so bold in its flights of constructive imagination was naturally
destined
to attract in all ages those who had the temperamental bias toward
mysticism
and aimed to construct some ontology of the intellect.
For all work of that kind Proclus becomes the
archetype."29
These
aesthetic feelings are not, of course, in themselves a rational
demonstration, but it seems to us that they do certainly underlie these
demonstrations which have been our concern in the body of this study. It is even tempting to consider Plato,
Plotinus, and Proclus- -the three greatest figures of ancient
Platonism- -as
philosophizing artists. But that would
be untrue: all three in point of fact
disregard what we consider the ordinary expressions of the fine arts,
even to
the point of condemning them as mere illusions.
What is true, it seems to us, is that all three are artistic
philosophers allowing an unsuspected adequacy to beauty as the
criterion of
truth.